Overview
When must a business prepare a DPIA dossier?
Clause 1, Article 55 of Decree 330/2026/ND-CP sets a fine of VND 20–30 million for organisations that breach obligations to prepare, maintain, file or update a DPIA dossier in the prescribed cases. Clause 1, Article 56 sets VND 30–50 million for violations relating to cross-border transfer dossiers. Point b, Clause 3 of Article 55 and point b, Clause 6 of Article 56 also allow the authority to order processing or transfers to stop until the obligations are met and confirmed by the specialised authority. Deliberately falsifying figures, giving misleading information in a DPIA dossier, or refusing to correct or complete it after a written remedial request is fined VND 50–100 million (Clause 2, Article 55). For cross-border transfers, Clause 3 of Article 56 sets fines of 1%–5% of the preceding financial year’s revenue in the Vietnamese market for an organisation that transfers data without preparing the dossier, conceals or misstates the data flow in a way that leads to data being leaked or lost, or keeps transferring after an order to stop; the brackets depend on the number of Vietnamese-citizen data subjects affected (10,000 or more), and the top bracket is 3%–5%. Where there is no Vietnamese revenue, or the revenue-based amount is below VND 3 billion, the VND 200 million to VND 3 billion brackets in Clause 4 apply. These amounts apply to organisations; an individual committing the same act faces half the amount (Article 7).
LexData determines your role and any exemption before preparing a dossier. Clause 1, Article 21 of Law 91/2025/QH15 requires controllers and controller-processors to prepare, keep and submit the dossier; Clause 3 requires processors to prepare and keep it as agreed. The dossier scope and filing procedure must also be checked against Article 19 of Decree 356/2025/ND-CP; processors should not assume they are exempt from filing. Where filing is required, the deadline is 60 days from the first day of processing.
The deadline for the cross-border transfer dossier runs from the first transfer, not from the start of processing. Risk classification guides the choice of safeguards; it does not in itself exempt you from filing. For cross-border transfer or processing of core or important data that is personal data, Clause 3, Article 42 of Decree 356/2025/ND-CP provides that dossiers are prepared under personal data protection law, without an additional risk or impact assessment under Decree 165/2025/ND-CP on the Law on Data. LexData reviews each obligation separately and plans the dossiers accordingly.